We offer well-designed compliance training programs focused on delivering practical, tailored, and effective learning solutions. We tailor our training to:
- Your business structure and strategy, including size, governance structure, and objectives.
- Your products, services, and client base: Tailored to your industry-specific compliance obligations and risk factors associated with your services and products.
- Resources and technology: Aligning with available risk, compliance technology, and internal resources.
- Applicable laws, regulations, and industry standards
- Role-specific compliance responsibilities
- Operational requirements, including:
- Training on compliance policies and procedures
- Training for governance and reporting obligations
- Training on detecting and mitigating sector-specific compliance risks
- Integration of compliance training into onboarding and ongoing employee development
Our Compliance Training Solutions Cover:
Training Key Personnel
We provide training solutions for a wide range of professionals, including:
- Customer onboarding teams
- Customer support teams
- Sales and business development teams
- Marketing teams
- Risk and Compliance Managers
- Anti-Fraud Teams
- MLROs and AML/CFT officers
- Senior managers and decision-makers
- Operations and settlement teams
- IT personnel managing compliance triggers and systems
Training Needs and Materials
- Compliance Training Program Design: Developing tailored training programs for different types of organisations (e.g., startups, company groups, high-risk corporates).
- Compliance Training Program Enhancements: Reviewing and improving existing training programs to address gaps, changes in regulations, and identified inefficiencies.
Specialised Training
Our focus areas here include, but are not limited to:
- ML/TF compliance training, including AML/CTF requirements: We offer a comprehensive set of training solutions for businesses that are subject to anti-money laundering and counter-terrorist financing laws, covering:
- AML-specific training modules
- suspicious activity, matter, and transactions detection and handling
- transaction monitoring skills development
- sanctions and PEP screening education
- enhanced due diligence (EDD) training
- regulatory compliance awareness
- reporting protocol training
You can visit our AML/CFT Training page for more information.
- Licensing regimes: Comprehensive training aligned with regulatory requirements for licensed financial institutions and financial service providers
- Privacy Laws: Compliance training for businesses subject to Data Protection Regulations and Privacy Laws
We provide compliance training solutions to a wide range of industries and reporting entities subject to compliance obligations, including but not limited to:
- Investment bankers
- Investment firms
- Fund managers
- Brokers, including forex brokers
- Fintech companies
- Non-bank deposit takers
- Non-bank lenders
- Online casinos and gambling platforms
- Currency exchange providers
- E-money issuers
- Money remitters and money transmitters
- Payment gateway providers
- Derivatives issuers and platforms
- Neo-banks
- P2P lending platforms
- Crowdfunding services and platforms
- Financial advisers
- Investment advisers
- Wealth managers
- Custodial or depository service providers
- Consumer credit providers
- Building societies
- Savings and loan associations
- Credit unions
- Corporate finance providers
- Finance companies
- Designated non-financial businesses and professions (DNFBPs), including trust and company formation providers (TCSPs)
Our focus areas include, but are not limited to:
- Role-specific compliance training for boards, management, and staff
- Awareness training on regulatory obligations and industry standards
- Risk-based training programs aligned with organisational frameworks
- Training on reporting obligations, such as suspicious matter reporting
- Sector-specific compliance risk training
- Governance and accountability training for leadership roles
- Training on regulatory and audit expectations
- Interactive modules covering compliance scenarios and case studies
- Metrics and KPIs for measuring training effectiveness
- Periodic refresher training programs to address evolving regulations
- Tailored learning paths for different roles within your organisation
- Integration with existing regulatory risk assessment and compliance programs
- Practical modules focusing on real-world applications
- Needs assessment and training gap analysis
- Development of role-specific training materials
- Inclusion of sector-specific risks and compliance obligations
- Interactive modules and workshops
- Regulatory compliance requirements for different regulatory obligations
- Role-specific compliance obligations
- Applicable regulatory guidance
Jurisdictional Coverage
Our countries of focus for this service include, but are not limited to:
- Australia
- United Kingdom
- United States
- Singapore
- European Union
- New Zealand
- Prominent formation centres, including:
- Belize
- British Virgin Islands
- Cayman Islands
- Dubai
- Bermuda
- Panama
- Jersey
- Malta
- Mauritius
- Seychelles
- Vanuatu
Compliance Training Program Enhancement
We offer compliance training program enhancements to increase its overall effectiveness, reflecting on:
- New compliance requirements, changes to the existing regulatory regime, and adaptations to regulatory compliance guidance
- Business growth and expansion
- Changes in risk ratings, risk appetite, risk assessment methodologies, emerging risks integration, etc
- Auditors' and regulators' findings, including identified deficiencies and breaches
- Results of previous internal controls testing
- Internally identified areas of improvement and gaps
- Introduction of new products
- Best practice benchmarking
Compliance Training Program Review
We offer a thorough training program review focusing on:
- Training effectiveness
- Any gaps and areas requiring additional focus
- Points of improvement
- Knowledge retention
- Effectiveness evaluation metrics
- Regulatory updates incorporation
- Feedback-driven improvements
- Alignment with organisational and regulatory changes
Compliance Training Solutions for Small Businesses and Startups
Getting your operations and regulatory compliance right from the get-go is essential. It is often a situation where one team handles certain areas of compliance across the entire group and addresses different regional and product-related compliance obligations.
Our compliance training solutions are tailored to small businesses and startups, focusing on foundational compliance awareness and its implementation across the business while allowing adjustment for future growth and continuous improvement as your business develops.
Our solutions for small businesses include:
- cost-effective training options
- tailored compliance training
- user-friendly learning materials
- simplified regulatory focus, helping you break down compliance terms into easy-to-understand procedural steps
- flexible delivery methods
- basic risk management training
Compliance Training Solutions for Company Groups
Managing compliance across multiple jurisdictions can be a complex challenge. It is often a situation in which one team handles certain areas of compliance across the group, complying with different regional and product-related compliance obligations. This makes compliance training about allocating your resources efficiently, focusing on where things matter, and balancing attention to detail with overall efficiency. For company groups with multiple subsidiaries, we offer compliance training solutions focused on:
- Scalable training programs
- Centralised training management
- Standardised compliance education
- Cross-jurisdictional training adaptation
- Multi-entity compliance integration
- Role-specific group training sessions
Compliance Training Solutions for High-risk Corporates
With years of experience helping high-risk corporations manage compliance effectively, we understand that generic training may not always work. Our tailored programs for high-risk include, but are not limited to:
- Advanced AML/CFT risk awareness programs
- Tailored training for high-risk industries and jurisdictions
- Tailored training for each key role, linked to your skills matrix, with consideration of risk concentration
- Training programs and materials that are based on both relevant and complex cases
- Advanced compliance scenarios and heightened regulatory focus modules
- Frequent training refreshers based on the identified areas of improvement
